Helping executives capitalize on their financial success

As an executive, you spend your time and energy between the office and home, with little to spare. You know your personal portfolio deserves that same level of dedication and high-level thought. As your partner, our goal is to guide you – confidently – along the most direct path to your financial objectives.

We understand the challenges of corporate executives and business owners, such as finding solutions for concentrated stock positions or succession planning. We can help create a custom financial plan that is designed to address all your interwoven objectives, supporting your career, business and personal needs. Whether you want help with cash flow and tax efficiency or retirement and estate planning, we can be your guide.

We will help you build a comprehensive financial plan so you can focus on living your life and leading with confidence.

Services Include:

  • Business sales and valuations
  • Retirement plans
  • Personalized wealth and investment management for business owners
  • Executive transactions
  • ESOPs
  • Cashless stock option exercises
  • Rule 144 executions
  • 10b5-1 sales plans
  • Hedging and monetization for concentrated equity positions
  • Banking and lending solutions1
  • Insurance and annuities2
  • Tax planning
  • Estate planning
  • Charitable giving
  • Risk management

1 Lending solutions offered by Raymond James Bank, an affiliate of Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and your Raymond James Financial Advisor do not solicit or offer residential mortgage products and are unable to accept any residential mortgage loan applications or to offer or negotiate terms of any such loan. You will be put into contact with a Raymond James Bank employee for your residential mortgage needs.

2 Insurance and annuities offered through Raymond James Insurance Group. Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. are affiliated with Raymond James Insurance Group.

Raymond James and its advisors do not offer tax or legal advice. You should discuss any tax or legal matters with the appropriate professional.